LMM Securities

The following are securities participating in the Bats LMM program.

Issuer Symbol LMM Security Name LMM
ACSI Funds ACSI American Customer Satisfaction Core Alpha ETF KCG
Alpha Architect Fund LLC QMOM MomentumShares U.S. Quantitative Momentum ETF RBC Capital Markets LLC
Alpha Architect Fund LLC QVAL ValueShares U.S. Quantitative Value ETF KCG
Alpha Architect Fund LLC IVAL ValueShares International Quantitative Value ETF KCG
Alpha Architect Fund LLC IMOM MomentumShares International Quantitative Momentum ETF KCG
Amplify PFV Amplify YieldShares Prime 5 Dividend ETF KCG
Amplify DIVO Amplify YieldShares CWP Dividend & Option Income ETF KCG
Aptus Capital Advisors BEMO Aptus Behavioral Momentum ETF KCG
ARK PRNT The 3D Printing ETF KCG
Cambria EYLD Cambria Emerging Shareholder Yield ETF Cantor Fitzgerald & Co
Cambria GAA Cambria Global Asset Allocation ETF KCG
Cambria FYLD Cambria Foreign Shareholder Yield ETF KCG
Cambria SOVB Cambria Sovereign High Yield Bond ETF Cantor Fitzgerald & Co
Cambria VAMO Cambria Value and Momentum ETF Cantor Fitzgerald & Co
Deutsche Bank AG IGVT Deutsche X-trackers Barclays International Treasury Bond Hedged ETF Jane Street
Deutsche Bank AG IFIX Deutsche X-trackers Barclays International Corporate Bond Hedged ETF Jane Street
Deutsche Bank AG IGIH Deutsche X-trackers Investment Grade Bond - Interest Rate Hedged ETF Cantor Fitzgerald & Co
Deutsche Bank AG HYIH Deutsche X-trackers High Yield Corporate Bond - Interest Rate Hedged ETF Cantor Fitzgerald & Co
Deutsche Bank AG EMIH Deutsche X-trackers Emerging Markets Bond - Interest Rate Hedged ETF Cantor Fitzgerald & Co
Deutsche Bank AG DBSE Deutsche X-trackers MSCI Southern Europe Hedged Equity ETF Jane Street
Deutsche Bank AG DBSP Deutsche X-trackers MSCI Spain Hedged Equity ETF Jane Street
Deutsche Bank AG DBIT Deutsche X-trackers MSCI Italy Hedged Equity ETF Jane Street
Deutsche Bank AG DBES Deutsche X-trackers MSCI EAFE Small Cap Hedged Equity ETF Jane Street
Deutsche Bank AG DBRE Deutsche X-trackers Dow Jones Hedged International Real Estate ETF Jane Street
Deutsche Bank AG JPNH Deutsche X-trackers Japan JPX-Nikkei 400 Hedged Equity ETF Cantor Fitzgerald & Co
Deutsche Bank AG HDEE Deutsche X-trackers MSCI Emerging Markets High Dividend Yield Hedged Equity ETF Cantor Fitzgerald & Co
Deutsche Bank AG HDEZ Deutsche X-trackers MSCI Eurozone High Dividend Yield Hedged Equity ETF Cantor Fitzgerald & Co
Elkhorn ETF Trust RCOM Elkhorn Fundamental Commodity Strategy ETF KCG
Elkhorn ETF Trust LVHB Elkhorn Lunt Low Vol/High Beta Tactical ETF KCG
Elkhorn ETF Trust EPRF Elkhorn S&P High Quality Preferred ETF KCG
Elkhorn ETF Trust XD Elkhorn S&P MidCap Consumer Discretionary Portfolio KCG
Elkhorn ETF Trust XS Elkhorn S&P MidCap Consumer Staples Portfolio KCG
Elkhorn ETF Trust XE Elkhorn S&P MidCap Energy Portfolio KCG
Elkhorn ETF Trust XF Elkhorn S&P MidCap Financials Portfolio KCG
Elkhorn ETF Trust XH Elkhorn S&P MidCap Health Care Portfolio KCG
Elkhorn ETF Trust XI Elkhorn S&P MidCap Industrials Portfolio KCG
Elkhorn ETF Trust XK Elkhorn S&P MidCap Information Technology Portfolio KCG
Elkhorn ETF Trust XM Elkhorn S&P MidCap Materials Portfolio KCG
Elkhorn ETF Trust XU Elkhorn S&P MidCap Utilities Portfolio KCG
Exchange Traded Concepts WEAR The WEAR ETF KCG
Global X Funds BOSS Global X Founder-Run Companies ETF Cantor Fitzgerald & Co
Global X Funds PAVE Global X U.S. Infrastructure Development ETF Susquehanna
iShares INDA iShares MSCI India ETF Jane Street
iShares HEMV iShares Edge MSCI Min Vol EM Currency Hedged ETF Susquehanna
iShares HEFV iShares Edge MSCI Min Vol EAFE Currency Hedged ETF Susquehanna
iShares HACV iShares Edge MSCI Min Vol Global Currency Hedged ETF Susquehanna
iShares HEUV iShares Edge MSCI Min Vol Europe Currency Hedged ETF Susquehanna
iShares HEUS iShares Currency Hedged MSCI Europe Small-Cap ETF Susquehanna
iShares IAGG iShares Core International Aggregate Bond Fund Jane Street
iShares EZU iShares MSCI Eurozone ETF KCG
iShares IYLD iShares Morningstar Multi-Asset Income ETF Jane Street
iShares EMGF iShares Edge MSCI Multifactor Emerging Markets ETF Jane Street
iShares CNDF iShares Edge MSCI Multifactor Consumer Discretionary ETF Susquehanna
iShares CNSF iShares Edge MSCI Multifactor Consumer Staples ETF Susquehanna
iShares ERGF iShares Edge MSCI Multifactor Energy ETF Susquehanna
iShares FNCF iShares Edge MSCI Multifactor Financials ETF Susquehanna
iShares HCRF iShares Edge MSCI Multifactor Healthcare ETF Susquehanna
iShares INDF iShares Edge MSCI Multifactor Industrials ETF Susquehanna
iShares MATF iShares Edge MSCI Multifactor Materials ETF Susquehanna
iShares TCHF iShares Edge MSCI Multifactor Technology ETF Susquehanna
iShares UTLF iShares Edge MSCI Multifactor Utilities ETF Susquehanna
iShares IGRO iShares International Dividend Growth ETF KCG
iShares CNYA iShares MSCI China A ETF Jane Street
iShares CEMB iShares Emerging Markets Corporate Bond ETF Jane Street
iShares EDEN iShares MSCI Denmark Capped ETF KCG
iShares EFNL iShares MSCI Finland Capped ETF KCG
iShares EMHY iShares Emerging Markets High Yield Bond ETF Jane Street
iShares ENOR iShares MSCI Norway Capped ETF KCG
iShares EWGS iShares MSCI Germany Small-Cap ETF KCG
iShares EWUS iShares MSCI United Kingdom Small-Cap ETF KCG
iShares FIBR iShares Edge U.S. Fixed Income Balanced Risk ETF Jane Street
iShares GHYG iShares Global High Yield Corporate Bond ETF Jane Street
iShares HYXU iShares International High Yield Bond ETF Jane Street
iShares ICSH iShares Ultra Short-Term Bond ETF KCG
iShares ICVT iShares Convertible Bond ETF Jane Street
iShares MEAR iShares Short Maturity Municipal Bond ETF KCG
iShares NEAR iShares Short Maturity Bond ETF KCG
iShares SMIN iShares MSCI India Small-Cap ETF Susquehanna
iShares DEWJ iShares Adaptive Currency Hedged MSCI Japan ETF Jane Street
iShares DEZU iShares Adaptive Currency Hedged MSCI Eurozone ETF Jane Street
iShares DEFA iShares Adaptive Currency Hedged MSCI EAFE ETF Jane Street
iShares SMMV iShares Edge MSCI Min Vol USA Small-Cap ETF KCG
J.P. Morgan Asset Management JPHY JPMorgan Disciplined High Yield ETF Jane Street
Krane Fund Advisors LLC KEMP KraneShares FTSE Emerging Markets Plus ETF Jane Street
Legg Mason LVHI Legg Mason International Low Volatility High Dividend ETF RBC Capital Markets LLC
Legg Mason LVHE Legg Mason Emerging Markets Low Volatility High Dividend ETF KCG
NuShares NULG NuShares ESG Large-Cap Growth ETF KCG
NuShares NULV NuShares ESG Large-Cap Value ETF KCG
NuShares NUMG NuShares ESG Mid-Cap Growth ETF KCG
NuShares NUMV NuShares ESG Mid-Cap Value ETF KCG
NuShares NUSC NuShares ESG Small-Cap ETF KCG
NuShares NURE NuShares Short-Term REIT ETF KCG
Pacer Advisors, Inc. PTEU Pacer TrendpilotTM European Index ETF KCG
Pacer Advisors, Inc. PTLC Pacer Trendpilot 750 ETF KCG
Pacer Advisors, Inc. PTMC Pacer Trendpilot 450 ETF KCG
Pacer Advisors, Inc. PTNQ Pacer Trendpilot 100 ETF KCG
Pacer Advisors, Inc. COWZ Pacer US Cash Cows 100 ETF RBC Capital Markets LLC
Pacer Advisors, Inc. GCOW Pacer Global Cash Cows Dividend ETF KCG
PowerShares IDHD PowerShares S&P International Developed High Dividend Low Volatility Portfolio KCG
PowerShares XSHD PowerShares S&P SmallCap High Dividend Low Volatility Portfolio KCG
PowerShares PSMB PowerShares Balanced Multi-Asset Allocation Portfolio Susquehanna
PowerShares PSMC PowerShares Conservative Multi-Asset Allocation Portfolio Susquehanna
PowerShares PSMG PowerShares Growth Multi-Asset Allocation Portfolio Susquehanna
PowerShares PSMM PowerShares Moderately Conservative Multi-Asset Allocation Portfolio Susquehanna
Premise Capital TCTL Premise Capital Frontier Advantage Diversified Tactical ETF KCG
ProShares ALTS ProShares Morningstar Alternatives Solution ETF RBC Capital Markets LLC
ProShares CSM ProShares Large Cap Core Plus RBC Capital Markets LLC
ProShares REGL ProShares S&P MidCap 400 Dividend Aristocrats ETF RBC Capital Markets LLC
ProShares SMDV ProShares Russell 2000 Dividend Growers ETF RBC Capital Markets LLC
ProShares FUT ProShares Managed Futures Strategy ETF Susquehanna
ProShares EMDV ProShares MSCI Emerging Markets Dividend Growers ETF Cantor Fitzgerald & Co
ProShares IGHG ProShares Investment Grade-Interest Rate Hedged Cantor Fitzgerald & Co
ProShares HYHG ProShares High Yield-Interest Rate Hedged ETF Cantor Fitzgerald & Co
ProShares PEX ProShares Global Listed Private Equity ETF RBC Capital Markets LLC
ProShares MRGR ProShares Merger ETF RBC Capital Markets LLC
ProShares EMSH ProShares Short Term USD Emerging Markets Bond ETF RBC Capital Markets LLC
ProShares WYDE ProShares CDS Short North American HY Credit ETF RBC Capital Markets LLC
ProShares OILK ProShares K-1 Free Crude Oil Strategy ETF Virtu Financial BD LLC
ProShares NOBL ProShares S&P 500 Dividend Aristocrats ETF RBC Capital Markets LLC
ProShares EFAD ProShares MSCI EAFE Dividend Growers ETF RBC Capital Markets LLC
ProShares EUDV ProShares MSCI Europe Dividend Growers ETF Susquehanna
QuantX Funds QXGG QuantX Risk Managed Growth ETF KCG
QuantX Funds QXMI QuantX Risk Managed Multi-Asset Income ETF KCG
QuantX Funds QXRR QuantX Risk Managed Real Return ETF KCG
QuantX Funds QXTR QuantX Risk Managed Multi-Asset Total Return ETF KCG
QuantX Funds XUSA QuantX Dynamic Beta US Equity ETF KCG
Reality Shares LEAD Reality Shares DIVCON Leaders Dividend ETF Cantor Fitzgerald & Co
Reality Shares DFND Reality Shares DIVCON Dividend Defender ETF Cantor Fitzgerald & Co
Reality Shares GARD Reality Shares DIVCON Dividend Guard ETF Cantor Fitzgerald & Co
REX VolMAXX VMAX REX VolMAXX Long VIX Weekly Futures Strategy ETF KCG
REX VolMAXX VMIN REX VolMAXX Short Weekly Futures Strategy ETF KCG
Saba Capital Management, L.P. CEFS Saba Closed-End Funds ETF KCG
State Street Global Advisors EMTL SPDR DoubleLine Emerging Markets Fixed Income ETF KCG
State Street Global Advisors STOT SPDR DoubleLine Short Duration Total Return Tactical ETF RBC Capital Markets LLC
Tortoise Index Solutions TBLU Tortoise Water Fund KCG
TrimTabs TTAC TrimTabs Float Shrink ETF Cantor Fitzgerald & Co
VanEck ITMS VanEck Vectors AMT-Free 6-8 Year Municipal Index ETF Susquehanna
VanEck ITML VanEck Vectors AMT-Free 12-17 Year Municipal Index ETF Susquehanna
WisdomTree HGSD WisdomTree Global Hedged SmallCap Dividend Fund Jane Street
WisdomTree EMSD WisdomTree Strong Dollar Emerging Markets Equity Fund Jane Street
WisdomTree HDRW WisdomTree Global ex-U.S. Hedged Real Estate Fund Jane Street
WisdomTree GSD WisdomTree Global SmallCap Dividend Fund Jane Street
WisdomTree DYB WisdomTree Dynamic Bearish U.S. Equity Fund RBC Capital Markets LLC
WisdomTree DYLS WisdomTree Dynamic Long/Short U.S. Equity Fund RBC Capital Markets LLC
WisdomTree DDLS WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund Jane Street
WisdomTree DDWM WisdomTree Dynamic Currency Hedged International Equity Fund Jane Street
WisdomTree DDEZ WisdomTree Dynamic Currency Hedged Europe Equity Fund Jane Street
WisdomTree DDJP WisdomTree Dynamic Currency Hedged Japan Equity Fund Jane Street
WisdomTree DVEM WisdomTree Emerging Markets Dividend Fund Jane Street
WisdomTree IQDG WisdomTree International Quality Dividend Growth Fund Jane Street
WisdomTree WFIG WisdomTree Fundamental U.S. Corporate Bond Fund Jane Street
WisdomTree SFIG WisdomTree Fundamental U.S. Short-Term Corporate Bond Fund Jane Street
WisdomTree WFHY WisdomTree Fundamental U.S. High Yield Corporate Bond Fund Jane Street
WisdomTree SFHY WisdomTree Fundamental U.S. Short-Term High Yield Corporate Bond Fund Jane Street
WisdomTree DHDG WisdomTree Dynamic Currency Hedged International Quality Dividend Growth Fund Jane Street
WisdomTree EDOM WisdomTree Europe Local Recovery Fund Jane Street

Questions?

For more information about the LMM program, please contact the Listing Department at listings@bats.com.