2016 EDGX Exchange Products Circulars

File number: IC 2016-144
Date filed: November 30, 2016
Description:

PowerShares Exchange-Traded Fund Trust II

File number: IC 2016-143
Date filed: November 22, 2016
Description:

FlexShares Core Select Bond Fund

File number: IC 2016-142
Date filed: November 18, 2016
Description:

iPath Series B S&P GSCI Crude Oil ETN

File number: IC 2016-141
Date filed: November 18, 2016
Description:

Janus Short Duration Income ETF

File number: IC 2016-140
Date filed: November 18, 2016
Description:

JPMorgan Diversified Return U.S. Small Cap Equity ETF

File number: IC 2016-139
Date filed: November 18, 2016
Description:

Global X MSCI SuperDividend EAFE ETF

File number: IC 2016-138
Date filed: November 17, 2016
Description:

Legg Mason Emerging Markets Low Volatility High Dividend ETF

File number: IC 2016-137
Date filed: November 11, 2016
Description:

iShares Core 5-10 Year USD Bond ETF

File number: IC 2016-136
Date filed: November 11, 2016
Description:

USCF Restaurant Leaders Fund

File number: IC 2016-135
Date filed: November 3, 2016
Description:

Barclays ETN+ FI Enhanced Europe 50 ETN Series B

File number: IC 2016-134
Date filed: November 3, 2016
Description:

Goldman Sachs Hedge Industry VIP ETF

File number: IC 2016-132
Date filed: November 3, 2016
Description:

Oppenheimer Revenue Weighted ETF Trust

File number: IC 2016-131
Date filed: November 3, 2016
Description:

Natixis Seeyond International Minimum Volatility ETF

File number: IC 2016-130
Date filed: November 2, 2016
Description:

WisdomTree Dynamic Currency Hedged International Quality Dividend Growth Fund

File number: IC 2016-129
Date filed: November 1, 2016
Description:

REX VolMAXX Name Change

File number: IC 2016-128
Date filed: November 1, 2016
Description:

iShares Index Name Change

File number: IC 2016-126
Date filed: October 27, 2016
Description:

Premise Capital Frontier Advantage Diversified Tactical ETF

File number: IC 2016-125
Date filed: October 27, 2016
Description:

SPDR MSCI Funds

File number: IC 2016-124
Date filed: October 24, 2016
Description:

DBX ETF Trust

File number: IC 2016-123
Date filed: October 19, 2016
Description:

Elkhorn ETF Trust

File number: IC 2016-122
Date filed: October 14, 2016
Description:

Spirited Funds/ETFMG Whiskey & Spirits ETF

File number: IC 2016-121
Date filed: October 14, 2016
Description:

Franklin Liberty Investment Grade Corporate ETF

File number: IC 2016-120
Date filed: October 14, 2016
Description:

Lattice Real Estate Strategy ETF

File number: IC 2016-119
Date filed: September 29, 2016
Description:

AdvisorShares KIM Korea Equity ETF

File number: IC 2016-118
Date filed: September 29, 2016
Description:

PowerShares Variable Rate Investment Grade Portfolio

File number: IC 2016-117
Date filed: September 29, 2016
Description:

Principal U.S. Small Cap Index ETF

File number: IC 2016-116
Date filed: September 29, 2016
Description:

Franklin Liberty U.S. Low Volatility ETF

File number: IC 2016-115
Date filed: September 27, 2016
Description:

ProShares K-1 Free Crude Oil Strategy ETF

File number: IC 2016-114
Date filed: September 27, 2016
Description:

TrimTabs Float Shrink ETF

File number: IC 2016-113
Date filed: September 21, 2016
Description:

Elkhorn DWA Commodity Rotation ETF

File number: IC 2016-112
Date filed: September 21, 2016
Description:

First Trust Exchange-Traded Fund VI

File number: IC 2016-111
Date filed: September 21, 2016
Description:

AdvisorShares Focused Equity ETF

File number: IC 2016-110
Date filed: September 21, 2016
Description:

Recon Capital USA Managed Risk ETF

File number: IC 2016-109
Date filed: September 21, 2016
Description:

iShares iBonds Dec 2026 Term Corporate ETF

File number: IC 2016-108
Date filed: September 20, 2016
Description:

Amplify YieldShares Prime 5 Dividend ETF

File number: IC 2016-107
Date filed: September 20, 2016
Description:

Elkhorn Fundamental Commodity Strategy ETF

File number: IC 2016-106
Date filed: September 19, 2016
Description:

VanEck Vectors ETF Trust

File number: IC 2016-105
Date filed: September 19, 2016
Description:

Fidelity Covington Trust

File number: IC 2016-104
Date filed: September 19, 2016
Description:

NuShares Enhanced Yield US Aggregate Bond ETF

File number: IC 2016-103
Date filed: September 19, 2016
Description:

JP Morgan Diversified Alternatives ETF

File number: IC 2016-102
Date filed: September 19, 2016
Description:

Claymore Exchange-Traded Fund

File number: IC 2016-101
Date filed: September 19, 2016
Description:

Global X Funds

File number: IC 2016-100
Date filed: September 14, 2016
Description:

JPMorgan Disciplined High Yield ETF

File number: IC 2016-099
Date filed: September 9, 2016
Description:

Goldman Sachs TreasuryAccess 0-1 Year ETF

File number: IC 2016-098
Date filed: September 9, 2016
Description:

Direxion Shares ETF Trust

File number: IC 2016-097
Date filed: September 8, 2016
Description:

iShares Edge MSCI Min Vol USA Small-Cap ETF

File number: IC 2016-096
Date filed: September 14, 2016
Description:

ETF Managers Trust

File number: IC 2016-095
Date filed: August 26, 2016
Description:

First Trust Horizon Managed Volatility ETFs

File number: IC 2016-094
Date filed: September 14, 2016
Description:

Principal Exchange-Traded Funds

File number: IC 2016-093
Date filed: August 17, 2016
Description:

iSectors Post-MPT Growth ETF

File number: IC 2016-092
Date filed: August 11, 2016
Description:

C-Tracks ETNs on the Miller/Howard MLP Fundamental Index, Series B, Due July 13, 2026

File number: IC 2016-091
Date filed: August 10, 2016
Description:

Summit Water Infrastructure Multifactor ETF

File number: IC 2016-090
Date filed: August 10, 2016
Description:

Direxion Daily European Financials Bear 1X Shares

File number: IC 2016-089
Date filed: August 1, 2016
Description:

WBI Tactical Rotation Shares

File number: IC 2016-088
Date filed: July 27, 2016
Description:

Direxion Shares ETF Trust

File number: IC 2016-087
Date filed: July 27, 2016
Description:

Janus Velocity Hedged Large Cap ETFs

File number: IC 2016-086
Date filed: July 27, 2016
Description:

Legg Mason International Low Volatility High Dividend ETF

File number: IC 2016-085
Date filed: July 18, 2016
Description:

The 3D Printing ETF

File number: IC 2016-084
Date filed: July 14, 2016
Description:

VanEck Vectors EM Investment Grade + BB Rated USD Sovereign Bond ETF

File number: IC 2016-083
Date filed: July 14, 2016
Description:

PowerShares DWA Momentum & Low Volatility Rotation Portfolio

File number: IC 2016-082
Date filed: July 14, 2016
Description:

FlexShares STOXX ESG Impact Index Funds

File number: IC 2016-081
Date filed: July 14, 2016
Description:

VelocityShares ETNs

File number: IC 2016-080
Date filed: July 14, 2016
Description:

Credit Suisse X-Links Monthly Pay 2xLeveraged Mortgage REIT Exchange Traded Notes (ETNs) due July 11, 2036

File number: IC 2016-079
Date filed: July 14, 2016
Description:

Global X Conscious Companies ETF

File number: IC 2016-078
Date filed: July 13, 2016
Description:

Cambria Emerging Shareholder Yield ETF

File number: IC 2016-077
Date filed: July 7, 2016
Description:

AdvisorShares Cornerstone Small Cap ETF

File number: IC 2016-076
Date filed: July 7, 2016
Description:

JPMorgan Diversified Return U.S. Mid Cap Equity ETF

File number: IC 2016-075
Date filed: July 7, 2016
Description:

iShares MSCI ESG Select ETFs

File number: IC 2016-074
Date filed: July 7, 2016
Description:

Guggenheim S&P 100 Equal Weight ETF

File number: IC 2016-073
Date filed: July 7, 2016
Description:

Deutsche X-trackers Russell 2000 Comprehensive Factor ETF

File number: IC 2016-072
Date filed: July 7, 2016
Description:

SPDR S&P ETFs

File number: IC 2016-071
Date filed: June 16, 2016
Description:

iShares Trust

File number: IC 2016-070
Date filed: June 16, 2016
Description:

Direxion Daily High Yield Bear 2X Shares

File number: IC 2016-069
Date filed: June 15, 2016
Description:

First Trust RiverFront Dynamic Emerging Markets ETF

File number: IC 2016-068
Date filed: June 14, 2016
Description:

RiverFront Dynamic Income ETFs

File number: IC 2016-067
Date filed: June 14, 2016
Description:

Columbia Sustainable Income ETF

File number: IC 2016-066
Date filed: June 14, 2016
Description:

iShares MSCI China A ETF

File number: IC 2016-065
Date filed: June 9, 2016
Description:

Janus Detroit Street Trust

File number: IC 2016-064
Date filed: June 9, 2016
Description:

Direxion Daily S&P 500 Bear 1X Shares

File number: IC 2016-063
Date filed: June 9, 2016
Description:

RiverFront Dynamic US ETFs

File number: IC 2016-062
Date filed: June 8, 2016
Description:

Aptus Behavioral Momentum ETF

File number: IC 2016-060
Date filed: June 6, 2016
Description:

Franklin LibertyQ ETFs

File number: IC 2016-059
Date filed: June 2, 2016
Description:

SPDR Dorsey Wright Fixed Income Allocation ETF

File number: IC 2016-058
Date filed: May 23, 2016
Description:

Elkhorn S&P High Quality Preferred ETF

File number: IC 2016-057
Date filed: May 19, 2016
Description:

First Trust Alternative Absolute Return Strategy ETF

File number: IC 2016-056
Date filed: May 19, 2016
Description:

BullMark LatAm Select Leaders ETF

File number: IC 2016-055
Date filed: May 19, 2016
Description:

Credit Suisse X-Links Monthly Pay 2xLeveraged Alerian MLP Index ETNs

File number: IC 2016-054
Date filed: May 18, 2016
Description:

iShares International Dividend Growth ETF

File number: IC 2016-053
Date filed: May 11, 2016
Description:

iShares Edge MSCI Multifactor Sector ETFs

File number: IC 2016-052
Date filed: May 11, 2016
Description:

iShares Change to Names and Symbol

File number: IC 2016-050
Date filed: May 10, 2016
Description:

IQ Enhanced Core Bond U.S. ETFs

File number: IC 2016-049
Date filed: May 10, 2016
Description:

Guggenheim U.S. Large Cap Optimized Volatility ETF

File number: IC 2016-048
Date filed: May 10, 2016
Description:

Global X Millennials Thematic ETF

File number: IC 2016-047
Date filed: May 2, 2016
Description:

REX VolMAXX VIX Weekly Futures Strategy ETF

File number: IC 2016-046
Date filed: April 28, 2016
Description:

CrowdInvest Wisdom ETF

File number: IC 2016-045
Date filed: April 28, 2016
Description:

iShares MSCI Global Impact ETF

File number: IC 2016-044
Date filed: April 26, 2016
Description:

WisdomTree Fundamental U.S. Corporate Bond Funds

File number: IC 2016-043
Date filed: April 20, 2016
Description:

Amplify Online Retail ETF

File number: IC 2016-042
Date filed: April 20, 2016
Description:

Global X S&P 500 Catholic Values ETF

File number: IC 2016-041
Date filed: April 20, 2016
Description:

Sprott Buzz Social Media Insights ETF

File number: IC 2016-040
Date filed: April 20, 2016
Description:

Guggenheim Large Cap Optimized Diversification ETF

File number: IC 2016-039
Date filed: April 20, 2016
Description:

Deutsche X-trackers FTSE Emerging Comprehensive Factor ETF

File number: IC 2016-038
Date filed: April 20, 2016
Description:

First Trust RiverFront Dynamic ETFs

File number: IC 2016-037
Date filed: April 20, 2016
Description:

First Trust Exchange-Traded AlphaDEX Fund

File number: IC 2016-036
Date filed: April 13, 2016
Description:

Direxion Daily Bear 1X Shares ETFs

File number: IC 2016-035
Date filed: April 13, 2016
Description:

SSga Active Trust

File number: IC 2016-034
Date filed: April 6, 2016
Description:

Dhandho Junoon ETF

File number: IC 2016-033
Date filed: April 6, 2016
Description:

REX Gold Hedged ETFs

File number: IC 2016-032
Date filed: April 6, 2016
Description:

JPMorgan Diversified Return Currency Hedged ETFs

File number: IC 2016-031
Date filed: April 6, 2016
Description:

WisdomTree ETFs

File number: IC 2016-030
Date filed: April 1, 2016
Description:

John Hancock Multifactor Funds

File number: IC 2016-029
Date filed: March 28, 2016
Description:

Principal Funds

File number: IC 2016-028
Date filed: March 28, 2016
Description:

Victory CEMP Emerging Market Volatility Wtd Index ETF

File number: IC 2016-027
Date filed: March 23, 2016
Description:

First Trust Dorsey Wright Dynamic Focus 5 ETF

File number: IC 2016-026
Date filed: March 11, 2016
Description:

PowerShares DWA Tactical Multi-Asset Income Portfolio

File number: IC 2016-025
Date filed: March 10, 2016
Description:

PureFunds ETFs

File number: IC 2016-024
Date filed: March 10, 2016
Description:

SPDR SSGA Gender Diversity Index ETF

File number: IC 2016-023
Date filed: March 7, 2016
Description:

Goldman Sachs ActiveBeta Equity ETFs

File number: IC 2016-022
Date filed: March 3, 2016
Description:

Vanguard International ETF

File number: IC 2016-021
Date filed: March 1, 2016
Description:

UBS AG FI Enhanced Europe 50 ETN due February 12, 2026

File number: IC 2016-020
Date filed: February 29, 2016
Description:

WisdomTree CBOE S&P 500 PutWrite Strategy Fund

File number: IC 2016-019
Date filed: February 24, 2016
Description:

Janus Growth Alpha ETFs

File number: IC 2016-018
Date filed: February 24, 2016
Description:

Cambria Sovereign High Yield Bond ETF

File number: IC 2016-017
Date filed: February 22, 2016
Description:

Market Vectors High Income ETFs

File number: IC 2016-016
Date filed: February 22, 2016
Description:

UBS AG FI Enhanced Global High Yield ETN

File number: IC 2016-015
Date filed: February 22, 2016
Description:

Pacer Global High Dividend ETF

File number: IC 2016-014
Date filed: February 19, 2016
Description:

ETRACS S&P GSCI Crude Oil Total Return Index ETN due February 22, 2046

File number: IC 2016-013
Date filed: February 17, 2016
Description:

ProShares Managed Futures Strategy ETF

File number: IC 2016-012
Date filed: February 12, 2016
Description:

Credit Suisse X-Links WTI Crude Oil Index ETNs due February 8, 2036

File number: IC 2016-011
Date filed: February 10, 2016
Description:

Guggenheim Total Return Bond ETF

File number: IC 2016-010
Date filed: February 10, 2016
Description:

UBS AG ETRACS ETNs

File number: IC 2016-008
Date filed: January 29, 2016
Description:

Market Vectors ETFs

File number: IC 2016-007
Date filed: January 26, 2016
Description:

ProShares MSCI Emerging Markets Dividend Growers ETF

File number: IC 2016-006
Date filed: January 19, 2016
Description:

SPDR FactSet Innovative Technology ETF

File number: IC 2016-005
Date filed: January 13, 2016
Description:

Reality Shares DIVCON Dividend ETFs

File number: IC 2016-004
Date filed: January 13, 2016
Description:

Market Vectors Generic Drugs ETF

File number: IC 2016-003
Date filed: January 6, 2016
Description:

WisdomTree Dynamic Currency Hedged ETFs

File number: IC 2016-002
Date filed: January 6, 2016
Description:

iShares Adaptive Currency Hedged MSCI ETFs

File number: IC 2016-001
Date filed: January 5, 2016
Description:

Reality Shares DIVCON Leaders Dividend ETF

File number: 2016-133
Date filed: November 3, 2016
Description:

Direxion Daily CSI China Internet Index Bull 2X Shares

File number: 2016-127
Date filed: October 31, 2016
Description:

American Customer Satisfaction Core Alpha ETF