2016 EDGX Exchange Regulatory Circulars

File number: RC 2016-003
Date filed: April 14, 2016
Description:

Change to MT Market Maker Authorized Trader Equities Registration Category on Form U4

File number: RC 2016-002
Date filed: April 1, 2016
Description:

Notice of Immediate Effectiveness of Rules 8.17 and 12.15 to Halt Clear and Obvious Layering and Spoofing Activity

File number: RC 2016-001
Date filed: January 27, 2016
Description:

Notice Regarding Filing of Annual Audited Reports