2014 EDGX Exchange Regulatory Circulars

File number: 14-07
Date filed: December 8, 2014
Description:

Amendments to Restrictions on Market Makers in UTP Derivative Securities

File number: 14-06
Date filed: November 5, 2014
Description:

Notice Regarding Amendment to EDGA Exchange and EDGX Exchange Limitation of Liability

File number: 14-05
Date filed: October 24, 2014
Description:

Notice Regarding Integration of BATS Global Markets Holdings, Inc. Data Agreement and Direct Edge Exchange Data Vendor Agreement, and Amendments to BATS U.S. Market Data Policies

File number: 14-04
Date filed: September 15, 2014
Description:

Notice Regarding Amendments to Direct Edge Market Data Requirements

File number: 14-03
Date filed: September 15, 2014
Description:

Notice of Amendment of the EDGA and EDGX User and Routing Agreements

File number: 14-02
Date filed: May 21, 2014
Description:

Amendment to FINRA Rule 8312 Regarding BrokerCheck Disclosure

File number: 14-01
Date filed: April 2, 2014
Description:

Amendments to Rule 12.6 Prohibiting Trading Ahead of Customer Orders