Reg SHO Threshold List
The following are BZX-listed securities that have an aggregate fail to deliver position for five consecutive settlement days at a registered clearing agency, totaling 10,000 shares or more and equal to at least 0.5% of the issuer's total shares outstanding. A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
Symbol | Company Name |
---|---|
GDE | WisdomTree Efficient Gold Plus Equity Strategy Fund |
MARM | FT Vest U.S. Equity Max Buffer ETF - March |
MSMR | McElhenny Sheffield Managed Risk ETF |
NVDQ | T-Rex 2X Inverse NVIDIA Daily Target ETF |
STBF | Performance Trust Short Term Bond ETF |
UVIX | 2x Long VIX Futures ETF |
UVXY | ProShares Ultra VIX Short-Term Futures ETF |