Bats EDGA Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes:

No pending rule filings at this time

Approved and Immediately Effective Rule Changes:

File number: SR-EDGA-2016-05
Date filed: February 26, 2016
Description:

The Exchange is filing a proposed a rule change to amend its rules as well as certain corporate documents of the Exchange to reflect a legal name change by BATS Global Markets, Inc. and the legal names of certain subsidiaries.

File number: SR-EDGA-2016-03
Date filed: February 10, 2016
Description:

EDGA Exchange, Inc. proposes a rule change to Rule 11.6, Definitions, to amend the operation of Orders with a Non-Displayed Instruction and Orders with Reserve Quantity.

File number: SR-EDGA-2016-02 Amendment No. 1
Date filed: February 12, 2016
Description:

The Exchange proposes an amendment to SR-EDGA-2016-02.

File number: SR-EDGA-2016-02
Date filed: February 2, 2016
Description:

The Exchange proposes a rule change to adopt an Early Trading Session and three new Time-in-Force instructions.

File number: SR-EDGA-2016-01
Date filed: February 9, 2016
Description:

The Exchange proposes to amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc.

File number: SR-BatsEDGA-2016-22
Date filed: September 29, 2016
Description:

The Exchange proposes a rule change to amend Rule 11.11, Order Execution and Routing.

File number: SR-BatsEDGA-2016-21
Date filed: August 26, 2016
Description:

The Exchange proposes a rule change to amend Rule 11.21(b) regarding the data collection requirements of the Regulation NMS Plan to implement a Tick Size Pilot Program.

File number: SR-BatsEDGA-2016-20
Date filed: August 19, 2016
Description:

The Exchange proposes a rule change related to fees.

File number: SR-BatsEDGA-2016-19
Date filed: August 11, 2016
Description:

The Exchange proposes a rule change to amend Rule 13.8, EDGA Book Feeds, to adopt a new market data product known as EDGA Summary Depth.

File number: SR-BatsEDGA-2016-18
Date filed: July 29, 2016
Description:

The Exchange proposed a rule change related to fees.

File number: SR-BatsEDGA-2016-17
Date filed: July 25, 2016
Description:

The Exchange proposes a rule to reflect the dissolution of one of the Exchanges intermediate holding companies, Direct Edge Holdings LLC.

File number: SR-BatsEDGA-2016-16
Date filed: July 5, 2016
Description:

The Exchange proposed a rule change to EDGA Rule 13.4(a), stating it will utilize IEX market data from the CQS/UQDF for purposes of order handling, routing, and related compliance processes

File number: SR-BatsEDGA-2016-15 Amendment No. 1
Date filed: September 1, 2016
Description:

The Exchange proposes an amendment to SR-BatsEDGA-2016-15.

File number: SR-BatsEDGA-2016-15
Date filed: June 29, 2016
Description:

The Exchange proposed a rule change to adopt paragraph (c) to Exchange Rule 11.21 to describe changes to system functionality necessary to implement the Regulation NMS Plan to implement a Tick Size Pilot Program.

File number: SR-BatsEDGA-2016-14
Date filed: June 17, 2016
Description:

The Exchange proposes a rule change to Rule 13.8(b) identifying certain transactions as the Bats One Opening Price or the Bats One Closing Price.

File number: SR-BatsEDGA-2016-13
Date filed: June 9, 2016
Description:

The Exchange proposed a rule change to amend Rule 11.7, Opening Process.

File number: SR-BatsEDGA-2016-12
Date filed: June 8, 2016
Description:

The Exchange proposed a rule change related to fees.

File number: SR-BatsEDGA-2016-10
Date filed: May 13, 2016
Description:

The Exchange proposed a rule change to Rule 11.7, Opening Process.

File number: SR-BatsEDGA-2016-09
Date filed: May 17, 2016
Description:

The Exchange proposed a rule change to the Market Data section of its fee schedule.

File number: SR-BatsEDGA-2016-08
Date filed: May 2, 2016
Description:

The Exchange proposed a rule change to adopt Exchange Rule 11.21(a) to implement the quoting and trading provisions of the Regulation NMS Plan to implement a Tick Size Pilot Program.

File number: SR-BatsEDGA-2016-07
Date filed: May 2, 2016
Description:

The Exchange proposed a rule change to Rule 11.11, Routing to Away Trading Centers, to delete the IOCM and ICMT Routing Options.

File number: SR-BatsEDGA-2016-06.
Date filed: April 13, 2016
Description:

The Exchange proposed a rule change to adopt Exchange Rule 14.10 setting forth additional requirements for the listing of securities that are issued by the Exchange or any of its affiliates.

File number: SR-BatsEDGA-2016-05
Date filed: April 8, 2016
Description:

The Exchange proposes to amend the Certificate of Incorporation of its ultimate parent company, Bats Global Markets, Inc.

File number: SR-BatsEDGA-2016-04
Date filed: April 7, 2016
Description:

The Exchange proposes a non-substantive correction to Rule 11.27.

File number: SR-BatsEDGA-2016-03
Date filed: March 31, 2016
Description:

The Exchange proposes a rule change to adopt Rule 8.17 to provide a process for an expedited suspension proceeding and Rule 12.15 to prohibit layering and spoofing.

File number: SR-BatsEDGA-2016-01
Date filed: March 15, 2016
Description:

The Exchange proposes a rule change to adopt Exchange Rule 11.27 to implement the Regulation NMS Plan to implement a Tick Size Pilot Program.