BATS EDGX Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes:

File number: SR-EDGX-2016-06
Date filed: February 2, 2016
Description:

EDGX Exchange, Inc. proposes a rule change to adopt an Early Trading Session and three New Time-in-Force instructions.

Approved and Immediately Effective Rule Changes:

File number: SR-EDGX-2016-07
Date filed: February 3, 2016
Description:

EDGX Exchange, Inc. proposes rule changes related to fees as they apply to the Equity Options Platform.

File number: SR-EDGX-2016-02
Date filed: January 25, 2016
Description:

EDGX Exchange, Inc. proposes a rule change to amend Rule 21.16, Risk Monitor Mechanism, relating to the EDGX Equity Options Trading Platform.

File number: SR-EDGX-2016-01
Date filed: January 21, 2016
Description:

EDGX Exchange, Inc. proposes a rule change to Rule 21.1, Definitions, relating to the operation of the Attribution Feature of EDGX Options.