BATS EDGX Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes:

No pending rule filings at this time

Approved and Immediately Effective Rule Changes:

File number: SR-EDGX-2015-07
Date filed: January 30, 2015
Description:

EDGX Exchange, Inc. proposes to amend its Fee Schedule.

File number: SR-EDGX-2015-06
Date filed: January 30, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rules 1.5, 2.3, 2.5, and 2.6 related to the registration requirements for its members.

File number: SR-EDGX-2015-05
Date filed: January 28, 2015
Description:

EDGX Exchange, Inc. proposes to amend its fee schedule to increase the fee for orders yielding fee code K.

File number: SR-EDGX-2015-04
Date filed: January 16, 2015
Description:

EDGX Exchange, Inc. proposes to make non-substantive amendments and clarifications to the fee schedule.

File number: SR-EDGX-2015-03
Date filed: January 8, 2015
Description:

EDGX Exchange, Inc. proposed to amend certain rules to adopt or align system functionality with that currently offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.

File number: SR-EDGX-2015-02
Date filed: January 7, 2015
Description:

EDGX Exchange, Inc. proposed to clarify the use of certain data feeds.