BATS EDGX Rule Filings

Rule filings are not effective until approved by the Securities and Exchange Commission ("SEC"), with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Securities Exchange Act of 1934 and Rule 19b-4 thereunder. Below are pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.

Pending Rule Changes:

File number: SR-EDGX-2015-08 Amendment No. 1
Date filed: February 27, 2015
Description:

Amendment to SR-EDGX-2015-08.

File number: SR-EDGX-2015-08
Date filed: February 20, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11.

Approved and Immediately Effective Rule Changes:

File number: SR-EDGX-2015-13
Date filed: February 26, 2015
Description:

Amendments to the fee schedule of EDGX Exchange, Inc.

File number: SR-EDGX-2015-12
Date filed: February 26, 2015
Description:

Amendments to the fee schedule of EDGX Exchange, Inc.

File number: SR-EDGX-2015-11
Date filed: February 23, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rule 11.11, Routing to Away Trading Centers, to delete references to the ROLF routing option, which routed orders to LavaFlow ECN.

File number: SR-EDGX-2015-10
Date filed: February 5, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rule 8.15 entitled Imposition of Fines for Minor Violation(s) of Rules.

File number: SR-EDGX-2015-09
Date filed: February 2, 2015
Description:

EDGX Exchange, Inc. proposes to establish fees for EDGX Top, EDGX Last Sale, and the BATS One Feed.

File number: SR-EDGX-2015-07
Date filed: January 30, 2015
Description:

EDGX Exchange, Inc. proposes to amend its Fee Schedule.

File number: SR-EDGX-2015-06
Date filed: January 30, 2015
Description:

EDGX Exchange, Inc. proposes to amend Rules 1.5, 2.3, 2.5, and 2.6 related to the registration requirements for its members.

File number: SR-EDGX-2015-05
Date filed: January 28, 2015
Description:

EDGX Exchange, Inc. proposes to amend its fee schedule to increase the fee for orders yielding fee code K.

File number: SR-EDGX-2015-04
Date filed: January 16, 2015
Description:

EDGX Exchange, Inc. proposes to make non-substantive amendments and clarifications to the fee schedule.

File number: SR-EDGX-2015-03
Date filed: January 8, 2015
Description:

EDGX Exchange, Inc. proposed to amend certain rules to adopt or align system functionality with that currently offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.

File number: SR-EDGX-2015-02
Date filed: January 7, 2015
Description:

EDGX Exchange, Inc. proposed to clarify the use of certain data feeds.